Privacy Policy
George McKelvey Co., Inc. is committed to ensuring that nonpublic personal information about our
clients and their accounts remains secure and confidential.
As part of providing our clients with services relating to their investment activities, we receive
nonpublic personal information about them, including:
In order for us to establish and administer client brokerage account(s) and process transactions, it
may be necessary for us to disclose this nonpublic personal information to companies that perform
administrative functions for us including National Financial Services LLC, our clearing agent. These
companies are required to adopt policies and procedures that address safeguards to protect this
information.
We do not disclose any nonpublic personal information about our clients to anyone except as
permitted by law, such as to process a transaction or to service an account. At George McKelvey
Co., Inc., only those persons who need client information to perform their job responsibilities are
authorized to have access to it.
In addition, we maintain physical, electronic, and procedural security measures in our office and on
our computer system to protect our client’s nonpublic personal information, and we restrict access
to this information.
Even after a client closes an account(s) or becomes an inactive customer, we will continue to
adhere to the privacy policies and practices as described in this notice.
George McKelvey Co., Inc. is committed to ensuring that nonpublic personal information about our
clients and their accounts remains secure and confidential.
As part of providing our clients with services relating to their investment activities, we receive
nonpublic personal information about them, including:
- Information on applications, legal documents, or other forms, such as social security
number, investment objectives, income, etc.
- Information about client account transactions with us, such as investing history, account
balances and asset holdings.
In order for us to establish and administer client brokerage account(s) and process transactions, it
may be necessary for us to disclose this nonpublic personal information to companies that perform
administrative functions for us including National Financial Services LLC, our clearing agent. These
companies are required to adopt policies and procedures that address safeguards to protect this
information.
We do not disclose any nonpublic personal information about our clients to anyone except as
permitted by law, such as to process a transaction or to service an account. At George McKelvey
Co., Inc., only those persons who need client information to perform their job responsibilities are
authorized to have access to it.
In addition, we maintain physical, electronic, and procedural security measures in our office and on
our computer system to protect our client’s nonpublic personal information, and we restrict access
to this information.
Even after a client closes an account(s) or becomes an inactive customer, we will continue to
adhere to the privacy policies and practices as described in this notice.
| 529 Washington Boulevard, Sea Girt, New Jersey 08750 |
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George McKelvey Co., Inc.
732.449.5323
Celebrating our 50th Anniversary