George McKelvey Co., Inc.
Privacy Statement
George McKelvey Co., Inc. is committed to ensuring that nonpublic personal information about our clients and their accounts
remains secure and confidential.
As part of providing our clients with services relating to their investment activities, we receive nonpublic personal information
about them, including:
Information on applications, legal documents, or other forms, such as social security number, investment objectives,
income, etc.
Information about transactions with us, such as investing history, account balances and asset holdings.
In order for us to establish and administer client brokerage account(s) and process transactions, it may be necessary for us to
disclose this nonpublic personal information to companies that perform administrative functions for us including National
Financial Services LLC, our clearing agent. These companies are required to adopt policies and procedures that address
safeguards to protect this information.
We do not disclose any nonpublic personal information about our clients to anyone except as permitted by law, such as to
process a transaction or to service an account. At George McKelvey Co., Inc., only those persons who need client information
to perform their job responsibilities are authorized to have access to it.
We maintain physical, electronic, and procedural security measures in our office and on our computer system to protect our
clients’ nonpublic personal information.
Even after a client closes an account(s) or becomes an inactive customer, we will continue to adhere to the privacy policies
and practices as described in this notice.
Privacy Statement
George McKelvey Co., Inc. is committed to ensuring that nonpublic personal information about our clients and their accounts
remains secure and confidential.
As part of providing our clients with services relating to their investment activities, we receive nonpublic personal information
about them, including:
Information on applications, legal documents, or other forms, such as social security number, investment objectives,
income, etc.
Information about transactions with us, such as investing history, account balances and asset holdings.
In order for us to establish and administer client brokerage account(s) and process transactions, it may be necessary for us to
disclose this nonpublic personal information to companies that perform administrative functions for us including National
Financial Services LLC, our clearing agent. These companies are required to adopt policies and procedures that address
safeguards to protect this information.
We do not disclose any nonpublic personal information about our clients to anyone except as permitted by law, such as to
process a transaction or to service an account. At George McKelvey Co., Inc., only those persons who need client information
to perform their job responsibilities are authorized to have access to it.
We maintain physical, electronic, and procedural security measures in our office and on our computer system to protect our
clients’ nonpublic personal information.
Even after a client closes an account(s) or becomes an inactive customer, we will continue to adhere to the privacy policies
and practices as described in this notice.
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Founded in 1960
529 Washington Blvd., Sea Girt, NJ 08750 ~ 732.449.5323 ~ 800.449.5322
Celebrating our 50th Anniversary
| AND SECURITIES BROKER-DEALER |
